8 classes with 16 hours of instruction, a complete, live lecture Series 66 course. (Class Schedule Below.)
Covering all topics on the NASAA Series 66 Exam including:
1. Economic Factors and Business Information:
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Analytical Methods:Time value of money concepts (e.g., internal rate of return (IRR), net present value (NPV), future value (FV)), descriptive statistics (e.g., mean, median, mode, range, standard deviation).
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Economic Factors:Understanding economic indicators, market cycles, and their impact on investments.
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Business Information:Understanding the business environment, industry trends, and their impact on investments.
2. Investment Vehicle Characteristics:
- Types of Investments: Stocks, bonds, mutual funds, ETFs, real estate, and other investment vehicles.
- Investment Characteristics: Risk, return, liquidity, and other factors related to different investment vehicles.
- Tax Considerations: Understanding the tax implications of different investment vehicles.
3. Client Investment Recommendations and Strategies:
- Client Profiling: Understanding client’s risk tolerance, investment goals, and time horizon.
- Investment Strategies: Developing appropriate investment strategies based on client needs and goals.
- Portfolio Management: Understanding portfolio diversification, asset allocation, and performance measurement.
- Retirement Planning: Understanding different retirement plans and strategies.
- Estate Planning: Understanding different estate planning techniques.
4. Laws, Regulations, and Guidelines:
- State and Federal Securities Acts: Understanding the Uniform Securities Act (USA) and other relevant state and federal securities laws.
- Investment Adviser Regulations: Understanding the regulations that govern investment advisers and their representatives.
- Ethical Practices: Understanding ethical standards and fiduciary duties.
- Prohibited Business Practices: Understanding prohibited business practices and how to avoid them.
- Regulation of Broker-Dealers: Understanding the regulation of broker-dealers and their agents.
- Client Funds and Securities: Understanding the rules and regulations regarding client funds and securities.
- Custody Conditions and Obligations: Understanding the conditions and obligations related to client custody.
Class Schedule:
- Wednesday May 7th, 7-9 PM EST
- Friday May 9th, 7-9 PM EST
- Wednesday May 14th, 7-9 PM EST
- Friday May 16th, 7-9 PM EST
- Wednesday May 21st, 7-9 PM EST
- Friday May 23rd, 7-9 PM EST
- Wednesday May 28th, 7-9 PM EST
- Friday May 30th, 7-9 PM EST
Sign up now with a Series 66 expert & seasoned industry professional today!
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